RISKMANAGEMENT AND COMPLIANCE AS A SERVICE
Compliance | Risk Management for Insurance | Reinsurance | Captives | Run-Off Carriers
INDUSTRYFOCUS
REFOCUS LLC is a niche boutique practice based in Zug, Switzerland. Established in 2000, it provides risk management and regulatory compliance related services to insurance related business for FINMA, FMA and European regulated re/insurance companies.
REFOCUS LLC currently acts as FINMA approved outsourced Risk & Compliance Officers for various regulated Firms. Its clients consist of local and multinational insurance and reinsurance companies, captives and intermediaries based in Switzerland, Liechtenstein and the EU.
GOVERNANCE RISK & COMPLIANCE
As part of the FINMA requirements, regulated firms
are expected to have governance, risk and compliance
policies and guidelines in place, outlining their systems
and controls. This includes the internal Control System (IKS).
We assist firms in drafting their internal control frameworks,
compliance manuals, policies and procedures.
Our documents are drafted with a focus on insurance
businesses and do not include any requirement that is not
relevant to the insurance business.
Regular FINMA circular updates require regular review of the documents.
Among others, the key regulatory policies required
for Governance, Risk and Compliance Management are
as follows:
Compliance Policy
Risk Management Policy
Code of Conduct / Ethics
AML Policy
New Business Partners on boarding (KYC)
Data Protection Policy
Whistleblowing Policy
Gifts & Hospitality Policy
Conflict of Interests Policy
BCM Policy
Fraud Policy
Outsourcing Policies
Sanctions & Embargoes
PARTNERS AND TECHNOLOGY
Our partnership organization is managed by
the owning partners and we strive to
deliver pragmatic and professional solutions
in time and in budget.
Automated business solutions allow to keep track
with the fast changing regulatory requirements and
to remain compliant with the spread of regulation.
The professional Partner and Technology network
supports your company and your team - very individual,
customized, transparent and in a cost efficient way.
Together with our technology Partners, we offer
professional and efficient services at competitive rates.
CONTACT
REFOCUS LLC
Baarerstrasse 14
CH-6300 Zug
Fon +41 (0) 44 586 12 47
Mob +41 (0) 79 727 16 84
Skype: refocus1
martin.kanwar@refocus.ch
www.refocus.ch
